Resources & Regulatory

Resources & Regulatory

International organisations, regulatory bodies, sanctions databases, and official guidance underpinning global AML frameworks.

International Organisations

Global standard-setters

Financial Action Task Force (FATF)

The Financial Action Task Force is the global standard-setting body for AML and CTF regulation. It issues the FATF Recommendations, which form the foundation of most national AML regimes worldwide, including guidance specific to virtual assets and the Travel Rule.

International Monetary Fund (IMF)

The IMF provides policy guidance and technical assistance to member countries on financial integrity, anti-money laundering frameworks, and financial stability.

World Bank

The World Bank supports global AML/CTF capacity building and governance reforms, including financial transparency initiatives and regulatory strengthening programmes.

Organisation for Economic Co-operation and Development (OECD)

The OECD develops international standards on tax transparency, financial integrity, and anti-corruption frameworks that intersect with AML compliance obligations.

Regulatory Bodies

National regulators

United States

Financial Crimes Enforcement Network (FinCEN)

FinCEN is the U.S. financial intelligence unit responsible for administering and enforcing AML regulations under the Bank Secrecy Act.

Securities and Exchange Commission (SEC)

The SEC regulates securities markets and enforces compliance relating to securities fraud and investor protection, including certain digital asset activities.

Commodity Futures Trading Commission (CFTC)

The CFTC oversees derivatives markets and has jurisdiction over certain cryptoasset derivatives and commodities-related enforcement.

United Kingdom

Financial Conduct Authority (FCA)

The FCA is the UK’s primary financial regulator responsible for supervising AML compliance across financial services and cryptoasset firms.

HM Treasury (HMT)

HM Treasury oversees the UK’s financial sanctions policy framework and coordinates national AML and financial crime strategy.

United Arab Emirates

Virtual Assets Regulatory Authority (VARA)

VARA is the regulatory authority responsible for overseeing virtual asset service providers in Dubai.

Abu Dhabi Global Market (ADGM)

ADGM operates an independent financial services regulatory framework within Abu Dhabi, including oversight of digital assets and AML compliance.

Singapore

Monetary Authority of Singapore (MAS)

MAS is Singapore’s central bank and integrated financial regulator, responsible for AML/CTF supervision under the Payment Services Act.

Sanctions Databases

Official sanctions lists

Office of Foreign Assets Control (OFAC)

OFAC administers and enforces U.S. economic and trade sanctions, including the Specially Designated Nationals (SDN) List.

United Nations Sanctions List

The UN Security Council maintains consolidated sanctions lists applicable to designated individuals and entities.

UK Sanctions List (OFSI)

The UK Office of Financial Sanctions Implementation maintains the official UK consolidated sanctions list.

European Union Sanctions List

The EU provides a consolidated list of persons, groups, and entities subject to restrictive measures.

Official Guidance Documents

Foundational guidance

FATF Recommendations

The FATF Recommendations constitute the global AML/CTF standard applicable across financial institutions and Virtual Asset Service Providers.

FATF Virtual Assets Guidance

Guidance on the application of FATF standards to virtual assets and Virtual Asset Service Providers (VASPs).

Travel Rule Guidance

FATF interpretative guidance relating to Recommendation 16 and the application of the Travel Rule to both traditional and virtual asset transfers.

AML Directives (EU AMLD Framework)

European Union Anti-Money Laundering Directives (AMLD5 and AMLD6), establishing AML/CTF obligations across member states.